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SEC Blow to Alternative Broker Business

The supervisor wants all orders from small investors to be executed directly through auctions on the Stock Exchange.

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SEC Blow to Alternative Broker Business

The supervisor wants all orders from small investors to be executed directly through auctions on the Stock Exchange.

The SEC, the US stock market regulator, wants to put an end to the business that exists around the sale of orders in the stock markets and force individual transactions to be executed through a system of auctions on the stock exchanges themselves.

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